ARABESQUE ASSET MANAGEMENT LTD

• Principal Place of Business

  5-7 Ulster Terrace

  London

  Greater London

  NW1 4PJ

  UNITED KINGDOM

  Phone

  +442039463720

  Web

  https://www.arabesque.com

• Complaints Contact

  5-7 Ulster Terrace

  London

  Greater London

  NW1 4PJ

  UNITED KINGDOM

  Phone

  +4402039463727

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Georg Kell

  IRN GXK01503

  • CF2 Non Executive Director (21 Aug 2015 to 8 Dec 2019)
• George Ssali

  IRN GXS00305

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 May 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 22 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 May 2021)
• Gerard How Cheng Lee

  IRN GXL00273

  • CF2 Non Executive Director (AR) (since 3 Nov 2023)
• Gilles Jacobs

  IRN GXJ00080

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Oct 2022)
• Hans-Robert Arndt

  IRN HXA00379

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
• Hans-Robert Arndt

  IRN HXA01165

  • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
• JOACHIM WUERMELING

  IRN JXW01547

  • CF2 Non Executive Director (AR) (since 18 Nov 2025)
• John Gerard Ruggie

  IRN JGR01071

  • CF2 Non Executive Director (23 Jan 2018 to 8 Dec 2019)
• Lloyd Scott Reynolds

  IRN LSR01010

  • CF30 Customer (1 Sep 2021 to 6 Jan 2023)
• Lydia Aurelia Yolanda Kakabadse

  IRN LAK01056

  • CF2 Non Executive Director (24 Jan 2018 to 8 Dec 2019)

• Arabesque AI Limited

  FRN 918785 · Appointed 27 Dec 2019

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