Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marlborough Investment Management Limited
FRN 115231
- [FCA CF] Manager of certification employee (since 14 Feb 2023)
- [FCA CF] Material risk taker (since 2 Nov 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (2 Nov 2021 to 15 Jul 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Apr 2004 to 31 Oct 2007)
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- CF30 Customer (17 Jun 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.