Marlborough Investment Management Limited

• Principal Place of Business

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

  Web

  https://www.marlboroughgroup.com

• Complaints Contact

  Marlborough House

  59 Chorley New Road

  Bolton

  Bolton

  BL1 4QP

  UNITED KINGDOM

  Phone

  +441283249853

• Authorised to Operate

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Lovis Todino

  IRN SLS01107

  • [FCA CF] Material risk taker (since 11 Mar 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 May 2013 to 8 Dec 2019)
• Scott Daniel Truter

  IRN SXT00439

  • [FCA CF] Material risk taker (11 Mar 2024 to 22 Nov 2024)
  • [FCA CF] Client dealing (15 Jul 2022 to 22 Nov 2024)
• Sheldon Ryan MacDonald

  IRN SRM01135

  • [FCA CF] Material risk taker (12 Nov 2025 to 23 Dec 2025)
  • [FCA CF] Client dealing (8 Mar 2024 to 12 Nov 2025)
  • SMF3 Executive Director (18 Jan 2023 to 1 Nov 2025)
  • [FCA CF] Significant management (15 Jul 2022 to 2 Feb 2023)
  • [FCA CF] Functions requiring qualifications (15 Jul 2022 to 2 Feb 2023)
  • [FCA CF] Manager of certification employee (15 Jul 2022 to 2 Feb 2023)
• Simon Chalkley

  IRN SXC00264

  • [FCA CF] Significant management (8 Mar 2024 to 3 Mar 2026)
  • [FCA CF] Manager of certification employee (8 Mar 2024 to 7 Mar 2025)
  • [FCA CF] Material risk taker (8 Mar 2024 to 3 Mar 2026)
• Simon Charles Ellis

  IRN SCE01018

  • Director of firm who is not a certification employee or a SMF manager (1 Jun 2021 to 15 Jul 2022)
• Simon Kirkham

  IRN SXK00992

  • [FCA CF] Significant management (19 Aug 2025 to 3 Mar 2026)
  • [FCA CF] Manager of certification employee (19 Aug 2025 to 3 Mar 2026)
  • [FCA CF] Material risk taker (19 Aug 2025 to 3 Mar 2026)
• Tisa Kastrati

  IRN TXK00183

  • [FCA CF] Client dealing (14 Oct 2022 to 8 Mar 2024)

No changes recorded yet.