Simon Charles Ellis

• M & G Securities Limited

  FRN 122057

  • SMF9 Chair of the Governing Body (since 12 Mar 2025)
• Morgan Stanley Investment Management (ACD) Limited

  FRN 230885

  • SMF9 Chair of the Governing Body (since 18 Aug 2021)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Aug 2021)
• Marlborough Investment Management Limited (no longer approved here)

  FRN 115231

  • Director of firm who is not a certification employee or a SMF manager (1 Jun 2021 to 15 Jul 2022)
• Vision Independent Financial Planning Ltd (no longer approved here)

  FRN 487395

  • SMF9 Chair of the Governing Body (6 Apr 2020 to 23 Jan 2024)
• Marks and Spencer Unit Trust Management Limited (no longer approved here)

  FRN 141662

  • CF1 Director (23 May 2017 to 26 Jul 2019)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF1 Director (5 Oct 2009 to 28 Jan 2013)
  • CF3 Chief Executive (5 Oct 2009 to 28 Jan 2013)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF29 Significant management (1 Nov 2007 to 9 Jan 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 May 2006 to 31 Oct 2007)
• FIL Investments International (no longer approved here)

  FRN 122170

  • CF29 Significant management (1 Nov 2007 to 9 Jan 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 May 2006 to 31 Oct 2007)
• FIL Pensions Management (no longer approved here)

  FRN 144345

  • CF29 Significant management (1 Nov 2007 to 9 Jan 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 May 2006 to 31 Oct 2007)
• AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

  FRN 119368

  • CF1 Director (1 Mar 2004 to 20 Dec 2005)

No changes recorded yet.