Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 14 Nov 2025)
    • [FCA CF] Manager of certification employee (since 12 Nov 2025)
    • [FCA CF] Material risk taker (since 12 Nov 2025)
  • Marlborough Investment Management Limited (no longer approved here)

    FRN 115231

    • [FCA CF] Material risk taker (12 Nov 2025 to 23 Dec 2025)
    • [FCA CF] Client dealing (8 Mar 2024 to 12 Nov 2025)
    • SMF3 Executive Director (18 Jan 2023 to 1 Nov 2025)
    • [FCA CF] Significant management (15 Jul 2022 to 2 Feb 2023)
    • [FCA CF] Manager of certification employee (15 Jul 2022 to 2 Feb 2023)
    • [FCA CF] Functions requiring qualifications (15 Jul 2022 to 2 Feb 2023)
  • My Continuum Wealth Limited (no longer approved here)

    FRN 929955

    • [FCA CF] Material risk taker (2 Jun 2023 to 1 Oct 2023)
  • Liontrust Investment Partners LLP (no longer approved here)

    FRN 518552

    • [FCA CF] Client dealing (10 Mar 2021 to 22 Mar 2021)
  • Nedgroup Investments (UK) Limited (no longer approved here)

    FRN 208551

    • CF30 Customer (1 Nov 2007 to 12 Nov 2010)
    • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 12 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.