Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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INVESTMENT FUND SERVICES LIMITED
FRN 464193
- [FCA CF] Significant management (since 14 Nov 2025)
- [FCA CF] Manager of certification employee (since 12 Nov 2025)
- [FCA CF] Material risk taker (since 12 Nov 2025)
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- [FCA CF] Material risk taker (12 Nov 2025 to 23 Dec 2025)
- [FCA CF] Client dealing (8 Mar 2024 to 12 Nov 2025)
- SMF3 Executive Director (18 Jan 2023 to 1 Nov 2025)
- [FCA CF] Significant management (15 Jul 2022 to 2 Feb 2023)
- [FCA CF] Manager of certification employee (15 Jul 2022 to 2 Feb 2023)
- [FCA CF] Functions requiring qualifications (15 Jul 2022 to 2 Feb 2023)
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- [FCA CF] Material risk taker (2 Jun 2023 to 1 Oct 2023)
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- [FCA CF] Client dealing (10 Mar 2021 to 22 Mar 2021)
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- CF30 Customer (1 Nov 2007 to 12 Nov 2010)
- CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jan 2005 to 12 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.