Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 2 limitations Hide limitations
- · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Barnes
IRN AXB00078
- CF30 Customer (23 Sep 2009 to 23 Nov 2009)
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Andrew Baugh
IRN AXB00080
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Oct 2023)
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Andrew Bernard Thompson
IRN ABT00006
- Responsible for Insurance Mediation (28 Apr 2020 to 30 Jun 2020)
- CF1 Director (AR) (7 Feb 2020 to 30 Jun 2020)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
- Responsible for Insurance Distribution (3 Oct 2019 to 30 Jun 2020)
- CF1 Director (3 Oct 2019 to 8 Dec 2019)
- Responsibility for MCD Intermediation (3 Oct 2019 to 30 Jun 2020)
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Andrew Bethell
IRN AXB00131
- CF30 Customer (17 Oct 2013 to 26 Apr 2014)
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Andrew Brian Riddle
IRN ABR01032
- CF30 Customer (31 Mar 2008 to 27 Jun 2008)
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Andrew Cale
IRN ADC01171
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Jun 2013)
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Andrew Campbell Rose
IRN ACR01105
- CF30 Customer (18 Oct 2017 to 30 Jun 2018)
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Andrew Chaplin
IRN AXC01995
- CF30 Customer (20 Dec 2013 to 10 Dec 2014)
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Andrew Charles Thomas
IRN ACT00015
- CF1 Director (AR) (21 Sep 2005 to 1 Nov 2005)
- CF4 Partner (AR) (27 May 2003 to 6 Oct 2005)
- CF21 Investment Adviser (27 May 2003 to 1 Nov 2005)
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Andrew Darling Robertson
IRN AXR00049
- CF30 Customer (1 Nov 2007 to 30 Dec 2010)
- CF7 Sole Trader (AR) (22 Nov 2004 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bateman Financial Management Limited
FRN 218547 · Appointed 1 Apr 2011
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Lighthouse Financial Advice Limited
FRN 225502 · Appointed 12 Jun 2003
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PDG Wealth Management Limited (no longer appointed)
FRN 926555 · Appointed 21 May 2020 · Until 9 Feb 2023
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The Mellor Practice Limited (no longer appointed)
FRN 781822 · Appointed 15 Jun 2017 · Until 19 Aug 2022
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Chorlton Mortgage Hub Ltd (no longer appointed)
FRN 777862 · Appointed 2 May 2017 · Until 28 Dec 2022
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Mortgage and Protection Surgery Limited (no longer appointed)
FRN 730641 · Appointed 1 Jan 2016 · Until 14 Jul 2022
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Mossbank Financial Planning Limited (no longer appointed)
FRN 629295 · Appointed 30 Jul 2014 · Until 19 Nov 2016
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Parade Financial Services (Devon) Ltd (no longer appointed)
FRN 608660 · Appointed 11 Oct 2013 · Until 23 Oct 2020
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.