Andrew Charles Thomas

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thomas And Gentry Independent Financial Advisors Limited (no longer approved here)
FRN 438796
- SMF3 Executive Director (9 Dec 2019 to 30 Nov 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (1 Nov 2005 to 8 Dec 2019)
- CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (21 Sep 2005 to 1 Nov 2005)
- CF21 Investment Adviser (27 May 2003 to 1 Nov 2005)
- CF4 Partner (AR) (27 May 2003 to 6 Oct 2005)
Thomas & Gentry Independent Financial Advisers Ltd (no longer approved here)
FRN 225018
- (3)Employed By (27 May 2003 to 1 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.