Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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OSL Financial Services Ltd
FRN 948512
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 18 Jul 2025)
- CF1 Director (AR) (since 15 Jul 2025)
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A B S FINANCIAL LIMITED
FRN 1007404
- (1)Employed By (since 15 Jul 2025)
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- [FCA CF] Functions requiring qualifications (17 Aug 2021 to 29 Sep 2023)
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- CF1 Director (AR) (3 Jul 2018 to 12 Mar 2019)
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- Employed By (3 Jul 2018 to 12 Mar 2019)
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- CF30 Customer (23 Sep 2009 to 23 Nov 2009)
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- (676)Employed By (23 Sep 2009 to 23 Nov 2009)
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- CF1 Director (AR) (9 Jul 2009 to 11 Feb 2010)
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- CF1 Director (AR) (9 Jul 2009 to 11 Feb 2010)
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- CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- CF21 Investment Adviser (7 Jul 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 May 2003 to 7 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at A B S FINANCIAL LIMITED
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controlled function added: (1)Employed By at A B S FINANCIAL LIMITED