Andrew Bethell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ascot Lloyd Limited (no longer approved here)
FRN 578614
- [FCA CF] Functions requiring qualifications (16 Nov 2022 to 20 Jun 2025)
- [FCA CF] Significant management (6 May 2022 to 20 Jun 2025)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (17 Oct 2013 to 26 Apr 2014)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (527)Employed By (17 Oct 2013 to 26 Apr 2014)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (3 Sep 2010 to 19 Apr 2012)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF30 Customer (20 May 2008 to 16 Sep 2010)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 7 Mar 2008)
- CF22 Investment Adviser (Trainee) (15 Jun 2007 to 31 Oct 2007)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.