Lighthouse Advisory Services Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages, let to buy mortgages, second charge lending and bridging loans
  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Mahendra Pattanshetti

  IRN MMP00002

  • CF30 Customer (14 Aug 2014 to 9 Feb 2015)
• Mark Mason

  IRN MXM01830

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (5 Sep 2003 to 31 Oct 2007)
• Mark Morgan Manson

  IRN MMM01044

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 11 Aug 2014)
• Mark Nicholas Peddle

  IRN MNP00008

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
• Mark Nicholas Rowsell

  IRN MXR00065

  • CF30 Customer (1 Nov 2007 to 26 May 2010)
  • CF21 Investment Adviser (26 May 2004 to 31 Oct 2007)
• Mark Oscar Satchel

  IRN MOS01018

  • SMF2 Chief Finance (since 14 Sep 2023)
  • SMF7 Group Entity Senior Manager (14 Apr 2020 to 13 Sep 2023)
• Mark Peter Turney

  IRN MPT00023

  • CF7 Sole Trader (AR) (25 Feb 2003 to 14 Apr 2004)
  • CF21 Investment Adviser (1 Nov 2002 to 14 Apr 2004)
• Mark Philip Howard

  IRN MPH00026

  • CF1 Director (AR) (2 Dec 2002 to 19 Jul 2004)
  • CF21 Investment Adviser (2 Dec 2002 to 14 Mar 2003)
• Mark Robert Rose

  IRN MRR00011

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jan 2022)
  • CF30 Customer (1 Jan 2009 to 19 Aug 2022)
• Mark Russell Evans

  IRN MRE00013

  • CF1 Director (AR) (7 Mar 2017 to 31 Mar 2017)
  • CF30 Customer (9 May 2012 to 18 Oct 2016)

• Mackenzie Wealth Management LLP (no longer appointed)

  FRN 440731 · Appointed 28 Dec 2011 · Until 2 Aug 2019

• AML Associates Financial Services Ltd (no longer appointed)

  FRN 220915 · Appointed 28 Dec 2011 · Until 26 Jul 2013

• Bailey Richards Ltd (no longer appointed)

  FRN 480744 · Appointed 28 Dec 2011 · Until 12 Dec 2012

• Trafalgar Mortgages & Financial Services (no longer appointed)

  FRN 446398 · Appointed 21 Dec 2011 · Until 31 Mar 2023

• Norman Gray (no longer appointed)

  FRN 220159 · Appointed 13 Dec 2011 · Until 30 Nov 2020

• Rodney Neil Financial Services (Blairgowrie) Limited (no longer appointed)

  FRN 463440 · Appointed 28 Nov 2011 · Until 30 Jun 2021

• GSLP Financial Management Ltd (no longer appointed)

  FRN 219998 · Appointed 24 Nov 2011 · Until 30 Jun 2017

• Quro Financial Solutions Limited (no longer appointed)

  FRN 567655 · Appointed 31 Oct 2011 · Until 5 Dec 2014

• Menai Financial Solutions Limited (no longer appointed)

  FRN 461176 · Appointed 20 Oct 2011 · Until 6 Nov 2020

• David Dawes (no longer appointed)

  FRN 563917 · Appointed 5 Sep 2011 · Until 9 Jan 2017

No changes recorded yet.