Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 Sep 2018)
- CF10 Compliance Oversight (27 Jul 2012 to 27 Apr 2018)
- CF1 Director (AR) (8 Oct 2009 to 31 May 2011)
- Responsible for Insurance Mediation (14 Jan 2005 to 18 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 Sep 2018)
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF1 Director (3 May 2005 to 8 Dec 2019)
- CF10 Compliance Oversight (3 May 2005 to 27 Apr 2018)
- CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
- Responsible for Insurance Mediation (3 May 2005 to 18 Sep 2018)
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- Employed By (4 Sep 2012 to 10 Oct 2012)
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- Employed By (22 Jul 2011 to 30 Sep 2011)
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- Employed By (8 Oct 2009 to 19 Sep 2011)
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- CF21 Investment Adviser (2 Dec 2002 to 14 Mar 2003)
- CF1 Director (AR) (2 Dec 2002 to 19 Jul 2004)
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- (6)Employed By (2 Dec 2002 to 19 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.