Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 18 Sep 2018)
    • CF10 Compliance Oversight (27 Jul 2012 to 27 Apr 2018)
    • CF1 Director (AR) (8 Oct 2009 to 31 May 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 18 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF1 Director (3 May 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 May 2005 to 27 Apr 2018)
    • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (3 May 2005 to 18 Sep 2018)
  • Time Financial Solutions Limited (no longer approved here)

    FRN 586704

    • Employed By (4 Sep 2012 to 10 Oct 2012)
  • Compass Law Ltd (no longer approved here)

    FRN 548049

    • Employed By (22 Jul 2011 to 30 Sep 2011)
  • CK Financial Advice Ltd (no longer approved here)

    FRN 506251

    • Employed By (8 Oct 2009 to 19 Sep 2011)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (2 Dec 2002 to 14 Mar 2003)
    • CF1 Director (AR) (2 Dec 2002 to 19 Jul 2004)
  • Lighthouse (Compass) Ltd (no longer approved here)

    FRN 220767

    • (6)Employed By (2 Dec 2002 to 19 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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