Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
    • [FCA CF] Client dealing (since 19 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2020)
    • CF1 Director (29 Jan 2010 to 8 Dec 2019)
    • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
  • K.D.Wright Financial Services Ltd (no longer approved here)

    FRN 200752

    • Employed By (25 Nov 2002 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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