KD Wright Financial Services Limited

• Principal Place of Business

  K D Wright Financial Services Ltd

  Centurion House

  136-142 London Road

  St. Albans

  Hertfordshire

  AL1 1PQ

  UNITED KINGDOM

  Phone

  +4401727852299

  Web

  https://www.kdw.co.uk

• Complaints Contact

  K D Wright Financial Services Ltd

  Centurion House

  136-142 London Road

  St. Albans

  Hertfordshire

  AL1 1PQ

  UNITED KINGDOM

  Phone

  +4401727852299

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Aaron David Boag

  IRN AXB01032

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 8 May 2024)
  • [FCA CF] Functions requiring qualifications (since 8 May 2024)
• Alan George Ryan

  IRN AGR00017

  • CF30 Customer (29 Jan 2010 to 30 Sep 2010)
• Andrew David Hunt

  IRN ADH00023

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • CF30 Customer (29 Jan 2010 to 17 Nov 2011)
• Callum Drummond

  IRN CXD00354

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 May 2022)
  • [FCA CF] Functions requiring qualifications (since 18 May 2022)
• Chloe Firkins

  IRN CXF00246

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2022)
  • [FCA CF] Client dealing (since 12 Sep 2022)
• Christopher James Pearce

  IRN CJP01182

  • CF30 Customer (19 Mar 2010 to 19 Apr 2012)
• Daniel Gary Ainsworth

  IRN DGA01039

  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 24 Oct 2024)
  • [FCA CF] Client dealing (10 Dec 2019 to 24 Oct 2024)
  • CF30 Customer (30 Apr 2012 to 8 Dec 2019)
• Darryn Graham Wise

  IRN DGW01077

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • CF30 Customer (23 Jun 2010 to 11 Oct 2011)
• David Hendley

  IRN DXH00618

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Nov 2023)
  • [FCA CF] Client dealing (since 13 Nov 2023)
• David Leslie Wright

  IRN DLW01091

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • [FCA CF] Client dealing (since 19 Feb 2020)
  • CF30 Customer (17 Jul 2013 to 8 Dec 2019)

• LMJ Capital Ltd (no longer appointed)

  FRN 977736 · Appointed 21 Jun 2022 · Until 17 Jul 2024

• The Pension & Investment Advice Shop Ltd (no longer appointed)

  FRN 581968 · Appointed 30 Apr 2013 · Until 4 Dec 2014

• The Pension & Investment Advice Shop Ltd (no longer appointed)

  FRN 581968 · Appointed 25 May 2012 · Until 21 Dec 2012

No changes recorded yet.