Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tavistock Protect Limited
FRN 575993
- SMF3 Executive Director (since 7 Aug 2023)
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Tavistock Private Client Limited
FRN 210782
- SMF3 Executive Director (since 17 Dec 2019)
- Responsibility for MCD Intermediation (27 Jun 2022 to 11 May 2023)
- Responsible for Insurance Distribution (17 Dec 2019 to 11 May 2023)
- SMF1 Chief Executive (17 Dec 2019 to 11 May 2023)
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- CF1 Director (AR) (7 Mar 2017 to 31 Mar 2017)
- CF30 Customer (9 May 2012 to 18 Oct 2016)
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- (708)Employed By (7 Mar 2017 to 31 Mar 2017)
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- (4)Employed By (20 Mar 2002 to 30 Oct 2006)
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- (1)Employed By (11 Mar 2002 to 18 Oct 2012)
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- (2)Employed By (1 Dec 2001 to 10 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.