Mark Nicholas Rowsell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (57)Employed By (31 Mar 2014 to 30 Nov 2016)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (15 Sep 2011 to 8 Oct 2012)
Charles Derby Associates (no longer approved here)
FRN 486140
- Employed By (15 Sep 2011 to 8 Oct 2012)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 26 May 2010)
- CF21 Investment Adviser (26 May 2004 to 31 Oct 2007)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF21 Investment Adviser (1 Jul 2002 to 30 Apr 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF21 Investment Adviser (1 Jul 2002 to 30 Apr 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.