Mark Mahendra Pattanshetti

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tri Plus Financial Ltd
FRN 943976
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
TMG Direct Limited (no longer approved here)
FRN 786245
- [FCA CF] Functions requiring qualifications (19 Oct 2023 to 6 Nov 2025)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (14 Aug 2014 to 9 Feb 2015)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (554)Employed By (14 Aug 2014 to 9 Feb 2015)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (7 Jan 2010 to 2 Apr 2013)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (23 Jun 2009 to 26 Jan 2010)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (27 Nov 2006 to 8 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.