Mark Peter Turney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TURNEY & ASSOCIATES LIMITED

    FRN 311607

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Jan 2020)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • [FCA CF] CASS oversight function (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Oct 2016)
    • CF4 Partner (AR) (since 30 Jul 2007)
    • CF11 Money Laundering Reporting (10 Jan 2020 to 10 Jan 2020)
    • CF10 Compliance Oversight (10 Jan 2020 to 10 Jan 2020)
    • CF10a CASS Oversight function (10 Jan 2020 to 10 Jan 2020)
    • CF28 Systems and controls (10 Jan 2020 to 10 Jan 2020)
    • CF29 Significant management (10 Jan 2020 to 10 Jan 2020)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (31 Oct 2004 to 8 Dec 2019)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF7 Sole Trader (AR) (25 Feb 2003 to 14 Apr 2004)
    • CF21 Investment Adviser (1 Nov 2002 to 14 Apr 2004)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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