Lighthouse Advisory Services Limited

Open as Markdown

FRN: 195199
Date authorised: 1 April 2013
Companies House: 04086645
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business
Senator House
85 Queen Victoria Street
London
EC4V 4AB
UNITED KINGDOM
Phone
+442075625800
Web
https://www.quilter.com
Complaints Contact
Quilter Financial Planning Complaints Department
Sunderland
SR43 4JR
UNITED KINGDOM
Phone
+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mark Mahendra Pattanshetti
IRN MMP00002
- (2553)CF30 Customer (14 Aug 2014 to 9 Feb 2015)
Mark Mason
IRN MXM01830
- (2005)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- (2006)CF21 Investment Adviser (5 Sep 2003 to 31 Oct 2007)
Mark Morgan Manson
IRN MMM01044
- (254)4. Giving personal recommendations on retail investment products which are not broker funds
- (253)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (256)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (255)CF30 Customer (since 11 Aug 2014)
Mark Nicholas Peddle
IRN MNP00008
- (2151)CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- (2152)CF21 Investment Adviser (25 Nov 2002 to 31 Oct 2007)
Mark Nicholas Rowsell
IRN MXR00065
- (212)CF30 Customer (1 Nov 2007 to 26 May 2010)
- (213)CF21 Investment Adviser (26 May 2004 to 31 Oct 2007)
Mark Oscar Satchel
IRN MOS01018
- (366)SMF2 Chief Finance (since 14 Sep 2023)
- (3580)SMF7 Group Entity Senior Manager (14 Apr 2020 to 13 Sep 2023)
Mark Peter Turney
IRN MPT00023
- (2863)CF7 Sole Trader (AR) (25 Feb 2003 to 14 Apr 2004)
- (2862)CF21 Investment Adviser (1 Nov 2002 to 14 Apr 2004)
Mark Philip Howard
IRN MPH00026
- (3514)CF1 Director (AR) (2 Dec 2002 to 19 Jul 2004)
- (3513)CF21 Investment Adviser (2 Dec 2002 to 14 Mar 2003)
Mark Robert Rose
IRN MRR00011
- (2488)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jan 2022)
- (2487)CF30 Customer (1 Jan 2009 to 19 Aug 2022)
Mark Russell Evans
IRN MRE00013
- (3566)CF1 Director (AR) (7 Mar 2017 to 31 Mar 2017)
- (3565)CF30 Customer (9 May 2012 to 18 Oct 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

AC Financial Services (172)(no longer appointed)
FRN 200686 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Harrier Financial Services A G C Ltd(no longer appointed)
FRN 200680 · Appointed 31 Mar 2001 · Until 11 Feb 2022
Able Financial Management(no longer appointed)
FRN 200714 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Abbey Financial Services(no longer appointed)
FRN 200729 · Appointed 31 Mar 2001 · Until 17 Nov 2004
Abacus Asset Management(no longer appointed)
FRN 200669 · Appointed 31 Mar 2001 · Until 18 Dec 2006
Harris Knights & Co(no longer appointed)
FRN 200687 · Appointed 31 Mar 2001 · Until 1 Jul 2005
Henry Davison Associates(no longer appointed)
FRN 200703 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Willsworthy Alexander Financial Services(no longer appointed)
FRN 200700 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Howell Cooke Financial Services(no longer appointed)
FRN 200736 · Appointed 31 Mar 2001 · Until 31 Dec 2005
Colin Smith & Company(no longer appointed)
FRN 200636 · Appointed 31 Mar 2001 · Until 31 Dec 2010

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (297)Appointed representative dealing with clients for which they require qualification
3 days ago
controlled function added: (296)CF30 Customer
3 days ago
controlled function added: (295)4. Giving personal recommendations on retail investment products which are not broker funds
3 days ago
controlled function added: (252)Appointed representative dealing with clients for which they require qualification
3 days ago
controlled function added: (294)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
3 days ago
controlled function added: (293)Appointed representative dealing with clients for which they require qualification
3 days ago
controlled function added: (292)CF30 Customer
3 days ago
controlled function added: (291)4. Giving personal recommendations on retail investment products which are not broker funds
3 days ago
controlled function added: (290)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
3 days ago
controlled function added: (289)Appointed representative dealing with clients for which they require qualification

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.