Lighthouse Advisory Services Limited
Addresses
The contact details this firm has registered with the FCA.
Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Equity Release Advice
For Customer, Home reversion plans
Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Advice
For Customer, Regulated mortgage contract
Authorised to Operate
Equity Release Arranging
For Customer, Home reversion plans
Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Mortgage Arranging
For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Equity Release Setup
For Customer, Home reversion plans
Mortgage Setup
For Customer, Regulated mortgage contract
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Professional, Structured Deposits, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Personal pension scheme
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
- Malcolm Stanley
IRN MXS00199
- (2270)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
- (2269)CF30 Customer (18 May 2013 to 31 Dec 2020)
- Malcolm Stuart Samuels
IRN MSS00005
- (2339)CF30 Customer (6 Feb 2009 to 8 Jun 2017)
- Malcolm Trevor Marks
IRN MTM00009
- (528)CF30 Customer (11 Jan 2011 to 31 Dec 2011)
- Manan Adlakha
IRN MXA00175
- (2696)[FCA CF] Manager of certification employee (1 Sep 2020 to 9 May 2023)
- Mandeep Kaur Kang
IRN MKP00017
- (1345)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
- Manish Acharya
IRN MXA02100
- (242)CF30 Customer (27 Jul 2010 to 31 Jan 2011)
- Marc Martin
IRN MDM00008
- (3337)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
- (3335)CF30 Customer (28 Dec 2011 to 26 Feb 2021)
- (3336)CF4 Partner (AR) (28 Dec 2011 to 26 Feb 2021)
- Marcia O'Connor
IRN MVO00001
- (1431)CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- (1432)CF21 Investment Adviser (11 Jun 2003 to 31 Oct 2007)
- (1433)CF7 Sole Trader (AR) (11 Jun 2003 to 31 Jan 2007)
- Marco Bittante
IRN MXB00145
- (2484)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2026)
- (2483)CF30 Customer (10 Sep 2008 to 30 Apr 2026)
- Marcus Culverhouse
IRN MXC02027
- (1319)CF22 Investment Adviser (Trainee) (27 Mar 2007 to 15 Jun 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
- Holland & Baker Financial Consultants 090(no longer appointed)
FRN 200648 · Appointed 31 Mar 2001 · Until 31 Dec 2005
- Jupiter Financial Services(no longer appointed)
FRN 200637 · Appointed 31 Mar 2001 · Until 1 Oct 2007
- Aztec Independent Financial Advisers 017(no longer appointed)
FRN 200621 · Appointed 31 Mar 2001 · Until 31 Dec 2005
- GMM Financial Services Limited(no longer appointed)
FRN 200662 · Appointed 31 Mar 2001 · Until 20 Aug 2021
Recent activity
Updates to this firm's record on the FCA register.
controlled function added: (367)SMF1 Chief Executive
controlled function added: (366)SMF2 Chief Finance
controlled function added: (365)SMF10 Chair of the Risk Committee
controlled function added: (364)SMF9 Chair of the Governing Body
controlled function added: (363)Appointed representative dealing with clients for which they require qualification
controlled function added: (362)CF30 Customer
controlled function added: (361)4. Giving personal recommendations on retail investment products which are not broker funds
controlled function added: (360)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
controlled function added: (359)7. Giving personal recommendations on long-term care insurance contracts
controlled function added: (358)SMF18 Other Overall Responsibility