Marcia O'Connor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (29 Oct 2010 to 3 Sep 2012)
- CF30 Customer (14 Jun 2010 to 3 Sep 2012)
Liberty Plus Financial Services Ltd (no longer approved here)
FRN 225332
- Employed By (14 Jun 2010 to 3 Sep 2012)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (14 Apr 2010 to 14 Apr 2010)
Citri Wealth Management Ltd (no longer approved here)
FRN 514997
- Employed By (14 Apr 2010 to 14 Apr 2010)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (13 Oct 2008 to 31 Mar 2010)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF7 Sole Trader (AR) (11 Jun 2003 to 31 Jan 2007)
- CF21 Investment Adviser (11 Jun 2003 to 31 Oct 2007)
BACKHOUSE INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 126319
- CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.