Malcolm Stuart Samuels

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2022)
- CF30 Customer (24 May 2017 to 8 Dec 2019)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (6 Feb 2009 to 8 Jun 2017)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (348)Employed By (6 Feb 2009 to 8 Jun 2017)
Circle Financial Services Limited (no longer approved here)
FRN 148759
- CF22 Investment Adviser (Trainee) (12 Apr 2006 to 19 Jun 2006)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.