Malcolm Stanley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2026)
    • [FCA CF] Client dealing (since 18 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (24 May 2021 to 24 Mar 2026)
    • CF30 Customer (21 May 2021 to 24 Mar 2026)
  • Malcolm Stanley (no longer approved here)

    FRN 943855

    • (1)Employed By (21 May 2021 to 24 Mar 2026)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
    • CF30 Customer (18 May 2013 to 31 Dec 2020)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (439)Employed By (18 May 2013 to 31 Dec 2020)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 17 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 16 Sep 2010)
    • CF22 Investment Adviser (Trainee) (8 Feb 2006 to 14 Jul 2006)
    • CF21 Investment Adviser (16 Jan 2003 to 31 Dec 2004)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF22 Investment Adviser (Trainee) (26 Jan 2005 to 3 Jan 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 16 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2002)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (29 Apr 2002 to 8 Mar 2003)
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Updates to this individual's record on the FCA register.

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