This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

GMM Financial Services Limited

Watch for changes

FRN: 200662
Last scraped: 9 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

9 Teal Close

Torquay

Devon

TQ2 7TB

UNITED KINGDOM

Phone

+4401803616709

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Keiron Simon Rice
IRN KSR00002
- (2)Employed By (1 Dec 2001 to 7 Sep 2017)
Matthew Charles Iles
IRN MCI00001
- (3)Employed By (1 Dec 2001 to 31 Jul 2007)
Paul Sage
IRN PXS00135
- (5)Employed By (24 Sep 2002 to 15 Nov 2007)
Peter Highet
IRN PXH00019
- (1)Employed By (1 Dec 2001 to 27 May 2004)
Simon Kneath
IRN SRK01058
- (4)Employed By (27 Dec 2013 to 1 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.