Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2020)
- CF30 Customer (10 May 2019 to 20 Oct 2021)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2019)
- CF1 Director (AR) (25 Apr 2005 to 30 Apr 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 25 Apr 2005)
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- (3)Employed By (1 Dec 2001 to 31 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.