Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SOUND FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 192052

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2020)
    • CF30 Customer (10 May 2019 to 20 Oct 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 30 Apr 2019)
    • CF1 Director (AR) (25 Apr 2005 to 30 Apr 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 25 Apr 2005)
  • GMM Financial Services Limited (no longer approved here)

    FRN 200662

    • (3)Employed By (1 Dec 2001 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.