Paul Sage

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pavey Group Financial Services Limited

    FRN 463257

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (4 Feb 2008 to 18 May 2013)
    • CF4 Partner (AR) (4 Feb 2008 to 18 May 2013)
    • CF21 Investment Adviser (24 Sep 2002 to 31 Oct 2007)
  • The Pension Drawdown Company Limited (no longer approved here)

    FRN 191339

    • Employed By (29 Nov 2007 to 30 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.