Pavey Group Financial Services Limited

• Principal Place of Business

  Pavey Group Financial Services Ltd

  Minerva House

  Orchard Way

  Torquay

  Torbay

  TQ2 7FA

  UNITED KINGDOM

  Phone

  +4401803224888

  Web

  https://www.paveygroupfs.co.uk

• Complaints Contact

  Pavey Group Financial Services Ltd

  Minerva House

  Orchard Way

  Torquay

  Torbay

  TQ2 7FA

  UNITED KINGDOM

  Phone

  +4401803224888

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Amy Jane Ferrero

  IRN AJF01186

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 18 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2022)
• Andrew John Vanstone

  IRN AJV01036

  • CF30 Customer (6 Jan 2014 to 25 Sep 2017)
• Andrew Sweet

  IRN AXS01981

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2021)
  • CF30 Customer (15 Jan 2015 to 8 Dec 2019)
• Carly Jane Tombs

  IRN CJT01122

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
• Christopher Newbold

  IRN CXN00013

  • CF1 Director (AR) (22 Apr 2010 to 1 Apr 2012)
  • CF30 Customer (22 Apr 2010 to 2 Apr 2012)
• Graham Lawrence Howe

  IRN GLH01052

  • CF1 Director (7 May 2009 to 4 Apr 2017)
• Graham Mark Brown

  IRN GMB01109

  • SMF3 Executive Director (9 Dec 2019 to 17 Mar 2021)
  • CF1 Director (28 Jun 2012 to 8 Dec 2019)
• Ian O'Dowd

  IRN IXO01036

  • CF30 Customer (6 Jan 2014 to 6 Sep 2019)
• Kevin John Barnes

  IRN KJB01100

  • CF30 Customer (20 Apr 2010 to 30 Sep 2012)
• Lee Kendall

  IRN LXK00019

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)

• Carter & Co Financial Planning Limited (no longer appointed)

  FRN 133564 · Appointed 1 May 2010 · Until 2 Apr 2012

No changes recorded yet.