Lee Kendall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pavey Group Financial Services Limited

    FRN 463257

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 15 Dec 2019)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (5 Jul 2016 to 27 Oct 2016)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (8 Apr 2009 to 31 May 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (25 Jun 2004 to 16 Jun 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (5 May 2004 to 17 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.