Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pavey Group Financial Services Limited
FRN 463257
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 18 Mar 2022)
- [FCA CF] Functions requiring qualifications (since 18 Mar 2022)
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- CF30 Customer (26 May 2014 to 18 Apr 2017)
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- CF30 Customer (1 Nov 2007 to 15 Jan 2012)
- CF22 Investment Adviser (Trainee) (15 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.