Kevin John Barnes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kevin Barnes

    FRN 578323

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
    • Sole trader dealing with clients for which they require qualification (since 1 Sep 2020)
    • [FCA CF] Client dealing (since 1 Sep 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2012 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
  • Pavey Group Financial Services Limited (no longer approved here)

    FRN 463257

    • CF30 Customer (20 Apr 2010 to 30 Sep 2012)
  • Carter & Co Financial Planning Limited (no longer approved here)

    FRN 133564

    • Employed By (3 Jun 2005 to 27 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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