Christopher Newbold

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SOUND FINANCIAL MANAGEMENT LIMITED (no longer approved here)
FRN 192052
- [FCA CF] Client dealing (19 Oct 2020 to 31 Jul 2023)
- Appointed representative dealing with clients for which they require qualification (19 Oct 2020 to 31 Jul 2023)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (30 Oct 2013 to 23 Oct 2020)
- CF30 Customer (15 Mar 2012 to 23 Oct 2020)
Pavey Group Financial Services Limited (no longer approved here)
FRN 463257
- CF1 Director (AR) (22 Apr 2010 to 1 Apr 2012)
- CF30 Customer (22 Apr 2010 to 2 Apr 2012)
Carter & Co Financial Planning Limited (no longer approved here)
FRN 133564
- Employed By (1 Oct 1998 to 27 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.