Ian O'Dowd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (125)Employed By (9 Sep 2019 to 11 Sep 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (9 Sep 2019 to 11 Sep 2020)
  • Pavey Group Financial Services Limited (no longer approved here)

    FRN 463257

    • CF30 Customer (6 Jan 2014 to 6 Sep 2019)
  • Richard Thomas Austen (no longer approved here)

    FRN 403038

    • (2)Employed By (13 Jul 2010 to 11 Sep 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (13 Jul 2010 to 27 Dec 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 May 2008 to 12 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.