Marc Martin

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Whiteleys Financial Management LLP

    FRN 932404

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2021)
    • [FCA CF] Client dealing (since 27 Jan 2021)
    • Responsible for Insurance Distribution (since 13 Jan 2021)
    • SMF16 Compliance Oversight (since 13 Jan 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2021)
    • SMF27 Partner (since 13 Jan 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Feb 2021)
    • CF4 Partner (AR) (28 Dec 2011 to 26 Feb 2021)
    • CF30 Customer (28 Dec 2011 to 26 Feb 2021)
  • Whiteleys Financial Services LLP (no longer approved here)

    FRN 481580

    • Employed By (2 May 2008 to 1 Apr 2009)
  • Barnes & Sherwood (Investment) Ltd (no longer approved here)

    FRN 462012

    • Employed By (27 Dec 2007 to 1 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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