Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Sep 2008)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (523)Employed By (10 Sep 2008 to 30 Apr 2026)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.