KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emmanuel Nsikan Asuquo

  IRN EXA01191

  • CF30 Customer (11 Oct 2018 to 18 Mar 2019)
• Ernest George Noad

  IRN EGN00001

  • CF30 Customer (28 Sep 2012 to 23 Apr 2014)
• Eva Stephanie Howson

  IRN ESH01014

  • CF30 Customer (1 Nov 2007 to 11 Jul 2011)
  • CF21 Investment Adviser (22 Feb 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (6 Feb 2003 to 22 Feb 2006)
• Eve Allum

  IRN EXA06079

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 21 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 21 Jan 2025)
• Fraser Cameron

  IRN FXC16232

  • [FCA CF] Client dealing (11 Jun 2022 to 5 May 2023)
  • [FCA CF] Functions requiring qualifications (11 Jun 2022 to 5 May 2023)
• Gary Spencer Wilder

  IRN GSW01032

  • CF1 Director (28 Feb 2019 to 15 Apr 2019)
  • CF2 Non Executive Director (15 Sep 2017 to 7 Feb 2019)
• Geoffrey Gordon Dearing

  IRN GGD01015

  • CF2 Non Executive Director (20 Feb 2013 to 24 Apr 2015)
  • CF10 Compliance Oversight (9 Mar 2011 to 11 Oct 2011)
  • CF1 Director (9 Mar 2011 to 12 Feb 2013)
  • CF11 Money Laundering Reporting (9 Mar 2011 to 11 Oct 2011)
• George Alan Robb

  IRN GAR01031

  • CF2 Non Executive Director (23 May 2014 to 3 Aug 2015)
  • CF1 Director (14 Apr 2011 to 16 May 2014)
• Georgia Rose Ball

  IRN GXB00410

  • [FCA CF] Functions requiring qualifications (10 May 2023 to 27 Nov 2024)
  • [FCA CF] Client dealing (10 May 2023 to 27 Nov 2024)
• Georgina Catchpole

  IRN GXC00039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 26 Jul 2021)
  • [FCA CF] Client dealing (since 26 Jul 2021)

No changes recorded yet.