Eve Allum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (23 Dec 2022 to 24 Dec 2024)
    • [FCA CF] Client dealing (23 Dec 2022 to 24 Dec 2024)
  • E C Financial Services Limited (no longer approved here)

    FRN 567851

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Nov 2022)
    • CF30 Customer (14 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.