Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 10 Aug 2021)
    • [FCA CF] Client dealing (since 19 Feb 2021)
    • SMF27 Partner (9 Dec 2019 to 15 Mar 2021)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
    • CF4 Partner (1 Mar 2011 to 8 Dec 2019)
    • SMF3 Executive Director (since 5 Jun 2020)
    • CF30 Customer (9 Oct 2014 to 25 May 2022)
    • CF1 Director (AR) (9 Oct 2014 to 24 May 2022)
    • CF1 Director (1 Apr 2007 to 4 Nov 2010)
    • CF21 Investment Adviser (1 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Apr 2007 to 28 Feb 2011)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF1 Director (28 Feb 2019 to 15 Apr 2019)
    • CF2 Non Executive Director (15 Sep 2017 to 7 Feb 2019)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF1 Director (28 Feb 2019 to 15 Apr 2019)
    • CF2 Non Executive Director (15 Sep 2017 to 7 Feb 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jun 2006 to 27 Sep 2006)
    • CF21 Investment Adviser (16 Jun 2006 to 27 Sep 2006)
    • CF23 Corporate Finance Adviser (8 Jul 2002 to 16 Jun 2006)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.