Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moor Park Capital Partners LLP
FRN 536448
- SMF27 Partner (since 10 Aug 2021)
- [FCA CF] Client dealing (since 19 Feb 2021)
- SMF27 Partner (9 Dec 2019 to 15 Mar 2021)
- CF30 Customer (1 Mar 2011 to 8 Dec 2019)
- CF4 Partner (1 Mar 2011 to 8 Dec 2019)
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Kingswood Corporate Finance Limited
FRN 189485
- SMF3 Executive Director (since 5 Jun 2020)
- CF30 Customer (9 Oct 2014 to 25 May 2022)
- CF1 Director (AR) (9 Oct 2014 to 24 May 2022)
- CF1 Director (1 Apr 2007 to 4 Nov 2010)
- CF21 Investment Adviser (1 Apr 2007 to 31 Oct 2007)
- CF4 Partner (AR) (1 Apr 2007 to 28 Feb 2011)
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- CF1 Director (28 Feb 2019 to 15 Apr 2019)
- CF2 Non Executive Director (15 Sep 2017 to 7 Feb 2019)
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- CF1 Director (28 Feb 2019 to 15 Apr 2019)
- CF2 Non Executive Director (15 Sep 2017 to 7 Feb 2019)
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- CF16 Significant Mgt (Desgntd Investment Business) (27 Jun 2006 to 27 Sep 2006)
- CF21 Investment Adviser (16 Jun 2006 to 27 Sep 2006)
- CF23 Corporate Finance Adviser (8 Jul 2002 to 16 Jun 2006)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 15 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.