Kingswood Corporate Finance Limited

Date authorised
1 April 2013
Companies House
02251240
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Coldbath Square
    London
    EC1R 5HL
    UNITED KINGDOM
    Phone
    +4402078410000

  • Complaints Contact

    3 Coldbath Square
    London
    EC1R 5HL
    UNITED KINGDOM
    Phone
    +4402078410000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • DAVID HENRY BARNABY BURGESS

    IRN DHB01090

    • CF2 Non Executive Director (AR) (8 Sep 2017 to 28 Oct 2022)
    • CF30 Customer (8 Sep 2017 to 28 Oct 2022)
  • Dirk Van Quaquebeke

    IRN DXV01086

    • CF30 Customer (18 Feb 2008 to 9 Jul 2008)
  • Douglas Ian Loizeaux

    IRN DIL01021

    • CF30 Customer (23 Aug 2018 to 24 Oct 2022)
    • CF1 Director (AR) (23 Aug 2018 to 24 Oct 2022)
  • Emmanuel Couteau

    IRN EJC01072

    • CF30 Customer (26 Sep 2013 to 6 Oct 2021)
    • CF1 Director (AR) (26 Sep 2013 to 6 Oct 2021)
  • Frederick Matthew Goltz

    IRN FMG01044

    • CF30 Customer (15 Jan 2018 to 28 Oct 2022)
    • CF2 Non Executive Director (AR) (15 Jan 2018 to 28 Oct 2022)
  • Gary Spencer Wilder

    IRN GSW01032

    • SMF3 Executive Director (since 5 Jun 2020)
    • CF30 Customer (9 Oct 2014 to 25 May 2022)
    • CF1 Director (AR) (9 Oct 2014 to 24 May 2022)
    • CF4 Partner (AR) (1 Apr 2007 to 28 Feb 2011)
    • CF1 Director (1 Apr 2007 to 4 Nov 2010)
    • CF21 Investment Adviser (1 Apr 2007 to 31 Oct 2007)
  • Howard Simon Moss

    IRN HXM01121

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Jagdeep Singh Kapoor

    IRN JXK01154

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF1 Director (1 Apr 2007 to 4 Nov 2010)
    • CF21 Investment Adviser (1 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Apr 2007 to 28 Feb 2011)
  • Jonathan Fraser Massing

    IRN JXM01798

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2020)
    • CF1 Director (AR) (13 Dec 2013 to 24 May 2022)
    • CF30 Customer (1 Nov 2007 to 25 May 2022)
    • CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Olivier Andre Saez

    IRN OAS01006

    • CF30 Customer (10 Sep 2013 to 14 Jan 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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