Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Manager of certification employee (21 Oct 2024 to 3 Apr 2026)
    • [FCA CF] Client dealing (26 Jun 2024 to 3 Apr 2026)
  • Kingswood Corporate Finance Limited (no longer approved here)

    FRN 189485

    • CF30 Customer (26 Sep 2013 to 6 Oct 2021)
    • CF1 Director (AR) (26 Sep 2013 to 6 Oct 2021)
  • 54 Capital Ltd (no longer approved here)

    FRN 606838

    • Employed By (26 Sep 2013 to 6 Oct 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (4 Apr 2005 to 28 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.