Jonathan Fraser Massing

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingswood Corporate Finance Limited

    FRN 189485

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 May 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 May 2020)
    • CF1 Director (AR) (13 Dec 2013 to 24 May 2022)
    • CF30 Customer (1 Nov 2007 to 25 May 2022)
    • CF27 Investment Management (18 Aug 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • CF2 Non Executive Director (1 Aug 2017 to 7 Feb 2019)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF2 Non Executive Director (1 Aug 2017 to 7 Feb 2019)

Recent activity

Updates to this individual's record on the FCA register.

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