KW Wealth Planning Limited

• Principal Place of Business

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

  Web

  https://www.kingswood-group.com

• Complaints Contact

  K W Wealth, 10-11 Austin Friars

  London

  Middlesex

  EC2N 2HG

  UNITED KINGDOM

  Phone

  +442072930730

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Georgina Stocker

  IRN GXS00134

  • [FCA CF] Functions requiring qualifications (23 Nov 2020 to 11 Dec 2020)
• Gillian Lord

  IRN GXL00090

  • [FCA CF] Manager of certification employee (9 Jun 2022 to 18 Sep 2023)
• Graeme Harper

  IRN GLH00001

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Graham Sparks

  IRN GRS00021

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2022)
  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Graydon Charles Butler

  IRN GCB01075

  • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2020)
  • CF11 Money Laundering Reporting (2 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 May 2018 to 8 Dec 2019)
  • CF1 Director (5 Apr 2018 to 8 Dec 2019)
• Gregory Andrew Pogonowski

  IRN GAP00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
  • [FCA CF] Client dealing (since 30 Sep 2024)
• Gregory Duncan

  IRN GJD01056

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 13 Mar 2025)
• Gregory Seath

  IRN GXS01317

  • [FCA CF] Client dealing (1 May 2020 to 7 Mar 2022)
  • [FCA CF] Functions requiring qualifications (1 May 2020 to 7 Mar 2022)
• Guillermo Andres Ramirez Cely

  IRN GXR00319

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 20 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
• Harriet Griffin

  IRN HXG00064

  • SMF3 Executive Director (15 May 2023 to 16 Sep 2024)
  • [FCA CF] Significant management (2 Mar 2020 to 1 Dec 2023)
  • [FCA CF] Manager of certification employee (2 Mar 2020 to 1 Dec 2023)

No changes recorded yet.