Gregory Andrew Pogonowski

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 30 Sep 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (17 Aug 2023 to 25 Oct 2023)
  • Oakwood Financial Services 2015 Ltd (no longer approved here)

    FRN 676461

    • [FCA CF] Client dealing (17 Jan 2022 to 2 Mar 2022)
    • [FCA CF] Functions requiring qualifications (17 Jan 2022 to 2 Mar 2022)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 12 Nov 2021)
    • [FCA CF] Client dealing (2 Jan 2020 to 12 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.