Oakwood Financial Services 2015 Ltd

• Principal Place of Business

  Oakwood House

  High Street

  Market Deeping

  Peterborough

  Lincolnshire

  PE6 8ED

  UNITED KINGDOM

  Phone

  +441778341658

  Web

  https://www.oakwoodfinancialservices.co.uk

• Complaints Contact

  Oakwood House

  High Street

  Market Deeping

  PE6 8ED

  UNITED KINGDOM

  Phone

  +441778341658

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Kendrick

  IRN AJK01078

  • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
• David Robert Guntrip

  IRN DRG00032

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 24 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
• Gregory Andrew Pogonowski

  IRN GAP00001

  • [FCA CF] Client dealing (17 Jan 2022 to 2 Mar 2022)
  • [FCA CF] Functions requiring qualifications (17 Jan 2022 to 2 Mar 2022)
• Jack Edward George Swain

  IRN JXS00312

  • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 2 Feb 2024)
  • [FCA CF] Client dealing (9 Aug 2023 to 2 Feb 2024)
• Jean Jones

  IRN JXJ01452

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (28 Dec 2016 to 8 Dec 2019)
• Martin Alexander Jones

  IRN MAJ01153

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Oct 2016)
  • CF11 Money Laundering Reporting (21 Oct 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (21 Oct 2016 to 30 Sep 2018)
  • CF10 Compliance Oversight (21 Oct 2016 to 8 Dec 2019)
  • CF1 Director (2 Nov 2015 to 8 Dec 2019)
• Mathew Imologome Agbame

  IRN MIA01036

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2022)
  • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
• Nicholas John Wilson

  IRN NXW32187

  • [FCA CF] Client dealing (13 Apr 2022 to 1 May 2023)
  • [FCA CF] Functions requiring qualifications (13 Apr 2022 to 1 May 2023)
• Rebecca Louise Jones

  IRN RLJ01023

  • SMF3 Executive Director (9 Dec 2019 to 29 May 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 29 May 2020)
  • CF1 Director (28 Feb 2017 to 8 Dec 2019)
• Steven William Watling

  IRN SWW01049

  • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 13 Jun 2025)
  • [FCA CF] Client dealing (11 Nov 2022 to 13 Jun 2025)

No changes recorded yet.