Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)
  • Absolute Sense Independent Financial Advisers Limited (no longer approved here)

    FRN 828966

    • [FCA CF] Functions requiring qualifications (2 May 2023 to 29 Aug 2025)
    • [FCA CF] Client dealing (2 May 2023 to 29 Aug 2025)
  • Oakwood Financial Services 2015 Ltd (no longer approved here)

    FRN 676461

    • [FCA CF] Client dealing (13 Apr 2022 to 1 May 2023)
    • [FCA CF] Functions requiring qualifications (13 Apr 2022 to 1 May 2023)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • CF30 Customer (30 Jun 2020 to 20 Dec 2021)
    • [FCA CF] Client dealing (30 Jun 2020 to 4 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (17 Feb 2020 to 4 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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