Beacon Wealth Management Limited

• Principal Place of Business

  The Old Chapel

  Thrapston Road

  Kimbolton

  Cambridgeshire

  PE28 0HW

  UNITED KINGDOM

  Phone

  +4401480869466

  Web

  https://www.beaconwm.co.uk

• Complaints Contact

  The Old Chapel

  Thrapston Road

  Kimbolton

  Cambridgeshire

  PE28 0HW

  UNITED KINGDOM

  Phone

  +441480869466

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Professional, Retail (Investment), Stakeholder products

• Adrian Paul Banks

  IRN APB00047

  • CF30 Customer (2 Jan 2013 to 31 Dec 2015)
• Alexander William Bland

  IRN AWB00012

  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
  • CF10 Compliance Oversight (14 Jul 2014 to 8 Dec 2019)
  • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
• Alison Enid Jarvis

  IRN AXJ84870

  • [FCA CF] Functions requiring qualifications (2 Oct 2023 to 1 Mar 2024)
• Alistair Northend

  IRN AXN19852

  • CF30 Customer (7 Sep 2019 to 8 Dec 2019)
• Anthony John Larkins

  IRN AJL00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jun 2021)
  • SMF16 Compliance Oversight (since 16 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 16 Mar 2020)
  • [FCA CF] Client dealing (since 16 Mar 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
  • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Oct 2010 to 30 Sep 2012)
  • CF10 Compliance Oversight (1 Oct 2010 to 1 Jun 2012)
  • CF1 Director (1 Oct 2010 to 8 Dec 2019)
• Christopher Nigel Wills

  IRN CNW00006

  • CF30 Customer (9 Jan 2013 to 30 Aug 2017)
• David Anthony Botterill-Scott

  IRN DAS00047

  • CF30 Customer (16 Mar 2017 to 8 Dec 2019)
• Debalok Biswas

  IRN DXB00939

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
  • [FCA CF] Client dealing (since 7 Apr 2026)
• Eamonn Eric Dorling

  IRN EED00002

  • CF30 Customer (2 Jan 2013 to 4 May 2014)
• Gary Edward Doolan

  IRN GED00005

  • [FCA CF] Client dealing (29 Jun 2021 to 28 Feb 2023)
  • [FCA CF] Functions requiring qualifications (29 Jun 2021 to 28 Feb 2023)

No changes recorded yet.