Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
- CF10 Compliance Oversight (14 Jul 2014 to 8 Dec 2019)
- CF30 Customer (14 Jul 2014 to 8 Dec 2019)
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- (2)Employed By (13 Jun 2002 to 17 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.