Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beacon Wealth Management Limited (no longer approved here)

    FRN 526604

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
    • CF10 Compliance Oversight (14 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (14 Jul 2014 to 8 Dec 2019)
  • Johnson Financial Management (no longer approved here)

    FRN 200165

    • (2)Employed By (13 Jun 2002 to 17 Nov 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.