Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beacon Wealth Management Limited
FRN 526604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jun 2021)
- SMF16 Compliance Oversight (since 16 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 16 Mar 2020)
- [FCA CF] Client dealing (since 16 Mar 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF11 Money Laundering Reporting (1 Oct 2010 to 30 Sep 2012)
- CF1 Director (1 Oct 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Oct 2010 to 1 Jun 2012)
- CF30 Customer (1 Oct 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
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- CF21 Investment Adviser (1 Oct 2002 to 10 Aug 2004)
- CF4 Partner (AR) (1 Oct 2002 to 10 Aug 2004)
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- (4)Employed By (30 Jul 2001 to 1 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.