David Anthony Botterill-Scott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Beacon Wealth Management Limited (no longer approved here)
FRN 526604
- CF30 Customer (16 Mar 2017 to 8 Dec 2019)
Francis Financial (no longer approved here)
FRN 216031
- (2)Employed By (12 Aug 2014 to 9 Sep 2016)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (12 Aug 2014 to 9 Sep 2016)
- CF21 Investment Adviser (1 Jun 2005 to 18 Dec 2006)
Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (22 Feb 2013 to 6 Nov 2014)
Ewing Associates Limited (no longer approved here)
FRN 215170
- (5)Employed By (4 Dec 2009 to 18 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.