Francis Financial

FRN: 216031
Date authorised: 1 April 2013
Last scraped: 1 day ago

This firm operates as an appointed representative of Openwork Limited. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

35 Peppercorn Way

East Hunsbury

Northampton

Northamptonshire

NN4 0TT

UNITED KINGDOM

Phone

+4401604706947

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

David Anthony Botterill-Scott
IRN DAS00047
- (2)Employed By (12 Aug 2014 to 9 Sep 2016)
Georgia Leanne Francis
IRN GXF15119
- (2)Employed By (since 20 Jan 2020)
Peter Michael Francis
IRN PMF00018
- (1)Employed By (since 20 May 2025)
- (3)Employed By (1 Dec 2001 to 30 Dec 2012)
Temoor Alam
IRN TXA00017
- (1)Employed By (12 Feb 2003 to 30 May 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.