Jack Edward George Swain

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beacon Wealth Management Limited (no longer approved here)

    FRN 526604

    • [FCA CF] Functions requiring qualifications (20 Jan 2025 to 23 May 2025)
  • Oakwood Financial Services 2015 Ltd (no longer approved here)

    FRN 676461

    • [FCA CF] Client dealing (9 Aug 2023 to 2 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 2 Feb 2024)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 1 Jul 2021)
    • [FCA CF] Functions requiring qualifications (1 Aug 2020 to 2 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.