Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oakwood Consultants 2015 Ltd
FRN 676060
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (2 Nov 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Nov 2015 to 30 Sep 2018)
- CF8 Apportionment and Oversight (2 Nov 2015 to 8 Dec 2019)
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Oakwood Financial Services 2015 Ltd
FRN 676461
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Oct 2016)
- CF11 Money Laundering Reporting (21 Oct 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (21 Oct 2016 to 30 Sep 2018)
- CF1 Director (2 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.